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Elevator Pitch:

Web-based compliance solution, designed to automate, check and process compliance obligations and protect companies.

Complii FinTech Solutions is a secure digital platform that removes the need for paper based compliance. This customisable software has been designed to automate, record and report on an AFS Licensee's and Brokers compliance obligations. Significant staff cost savings and time savings can also be achieved as a result of implementing Complii.

Complii automates functions such as sending ROA's/SOA's emails based off client profiles, 708 8 expiry register, FOFA FDS letter auto-generation and electronic opt-in, online client profiles updates, disclosures, breach register, Chinese walls, internal compliance and much more.

Part of Complii's cutting edge innovation software solution is Complii's Capital Raising tool, which allows corporate deals to be distributed to advisors to bid on. Successful bids can be automatically offered to clients who have the option to electronically accept the deal by a hyperlink on the email.

The latest addition to this module, Corporate Highway allows distribution of capital raisings within the Complii community and opens up spread and deal flow across Australia.

All Complii features are purposefully developed to bring in subtlety, effectiveness, and simplification to the corporate action and capital raising process.

Complii's Online Client Portfolio portal allows your clients to login online, view and update their risk profiles, run and print statements, contract notes, securely contact their advisor (no more email fraud!), track stock performance with live pricing and much more.

With the benefit of a rapid development cycle for system enhancements, functional changes are delivered in hours or days rather than weeks or months.

Some of our clients include: DJ Carmichael, Shaw and Partners, Canaccord Genuity, Patersons Securities, EverBlu Capital and Blue Ocean Equities.

Category: Regtech
Operational Status: Active
ASX Listing Code (if applicable): CF1
Year of Commencement: 2007

56 Pitt St, Level 1, Sydney, New South Wales 2000, AU

State: New South Wales
Overseas Operations: No
Awards won: